📑 Top-Tier Financial Services Firm in New York City is seeking a FINOP / Senior Accountant!Role:Support the monthly, quarterly, and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S. GAAP and other regulatory reporting requirements.Requi ...
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📑 Top-Tier Financial Services Firm in New York City is seeking a FINOP / Senior Accountant!Role:Support the monthly, quarterly, and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S. GAAP and other regulatory reporting requirements.<br / ...
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📑 Top-Tier Financial Services Firm in New York City is seeking a FINOP / Senior Accountant!Role:Support the monthly, quarterly, and annual financial reporting functions for the U.S. Broker Dealer and other U.S. subsidiaries in compliance with U.S. GAAP and other regulatory reporting requirements.<br / ...
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📑 Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking an EVP of Finance & Operations to oversee the self-clearing brokerage operations, related affiliates and serve as a member of our executive team. Reporting to the CEO, this role is responsible for the implementation and management of finance and accounting pro ...
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📑 Description FNZ Securities USA, headquartered in New York City, is a self-clearing broker-dealer which provides fully disclosed clearing and custody services to introducing broker-dealers and RIAs in the wealth management space. We are currently going through the application process with FINRA to become a licensed cle ...
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📑 Growing trading and execution services firm is seeking a CFO/FINOP to join its team.The ideal candidate must have a self-clearing background. Series 24 and 27 required. Strong 15C3-1 and 15C3-3 as well as FOCUS reporting experience.Base Salary $225,000-$250,000 dependi ...
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📑 Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading for the US markets via various APIs, front-ends, and order management systems. . Lime is a direct member of all of the US Equity E ...
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📑 Phillip Capital Employment Opportunity in ChicagoBroker Dealer AccountantPhillip Capital Inc. seeks a Broker Dealer Accountant interested in joining the team. The ideal candidate will be responsible for maintaining accurate financial records and reporting within a broker-dealer firm. Thi ...
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📑 Hold Brothers Capital, LLC is a leading direct access trading firm that deals primarily with the trading of domestic equities. We offer traders internationally the latest technology that enables high speed direct access to the equity markets through our proprietary software and API connectivity. This fast, efficient operation offers comprehensive s ...
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📑 A registered broker dealer client of mine is looking for a Corporate Actions Manager to join their team!Direct Hire - Fully Onsite - 145-160k baseMust Haves:7+ years of experience of corporate actions experienceWell versed in the entire lifecycle of both D ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.We’re here to help y ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.We’re here to help y ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.We’re here to ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.We’re here to help y ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.We’re here to help y ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.We’re here to help y ...
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📑 Growing Broker Dealer is seeking a strong operations analyst to support its futures clearing business.Day to Day: Oversee T+1 Trade, Position & Variation Margin reconciliation for all futures and options exchanges, including third-party clearing brokers, ensuring accurate and timely processing.< ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.<br ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.<br ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.<br ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.<br ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.We’re her ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.We’re her ...
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📑 A culture of growth with a firm that supports:You’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.<b ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.We’re her ...
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📑 Growing Broker Dealer is seeking a strong operations manager to oversee its futures clearing business.Day to Day: Lead and supervise the day-to-day operations of the Operations Support team, ensuring smooth functioning and efficiency.Report directly to the Head of FCM Clearing Operatio ...
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📑 A culture of growth with a firm that supportsYou’ve built a successful practice and now you’re considering a move. Perhaps you’re looking for more. At Equitable Advisors, we’d like to get to know and understand you — and help you discover what greater fulfillment you can find — for your clients and for yourself.</ ...
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📑 Must Have Qualifications: - Knowledge of CDS, Options, etc. - max 6 years experience - be proactivePlusses: - -Day-to-Day Responsibilities: Deal directly with their Broker Dea ...
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📑 Realta Wealth (Location – Wilmington, DE or San Diego, CA)This is a hybrid work position. Realta Wealth is seeking a specialist experienced with both broker-dealer and investment adviser transitions, preferably in the independent space. Responsibilities w ...
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📑 Network ITMUST BE FLUENT IN MANDARINLOCATION: 1633 Broadway NY NY 10019Onsite DEPARTMENT RESPONSIBILITIES:Provide expert technical skills, guidance, direction, and leadership in regard to the firm’s selection and use of technologies. Lead the firms I ...
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📑 Our client, an integrated retail and corporate banking, is seeking a Clearing AnalystLocation: Chicago, IL/ HybridPosition Type: ContractJob Summary:Futures Division clears 27 Exchange worldwide and reconciles over 70+ balancing sheets. Clearing team is responsible for ...
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📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
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📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
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📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
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📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
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📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
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📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
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📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
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📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
🔗 View Salary and More Information 🎯 Get Ai Resume Score for this Job
📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
🔗 View Salary and More Information 🎯 Get Ai Resume Score for this Job
📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
🔗 View Salary and More Information 🎯 Get Ai Resume Score for this Job
📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
🔗 View Salary and More Information 🎯 Get Ai Resume Score for this Job
📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
🔗 View Salary and More Information 🎯 Get Ai Resume Score for this Job
📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
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📑 Overview: This position provides client support for brokerage products, services, and accounts. Answers inquiries, resolves issues, and assists clients with requests. Executes trading instructions on various security classes. Facilitates the daily workflow by executing trading instructions and maintaining department document ...
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📑 Job Title: Trading Agreement NegotiatorLocation: Broadway, NYDuration: 8 MonthsPosition Summary:Trading agreement negotiator, responsible for handling all escalations and complex negotiations of equity swap master confirmations, OTC equity options master confirmations a ...
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📑 Operations Finance Associate (Military Veterans Wanted)Work for a well-respected minority investment bank and institutional brokerage firm in Orange County. With a great leadership team, incredible employee appreciation and undeniable chances to grow – look what we have to offer you! ...
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📑 Job ID: TYA(phone number removed) Job Title: DPA Accounting Specialist Location: Plano, TX (80% Remote 20% on-site, Local candidates only) Duration: 12 Months Job Description: Company Background: Our client, a major emplo ...
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📑 I'm recruiting for a growing financial services firm who is looking to hire a full-time Broker-Dealer Compliance Manager to work out of their Bountiful, UT office (just outside of Salt Lake City, UT). They will provide relocation assistance for the right person! The successful candidate will be responsible for overseeing the firms compliance functi ...
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📑 I'm recruiting for a growing financial services firm who is looking to hire a full-time Broker-Dealer Compliance Manager to work out of their Bountiful, UT office (just outside of Salt Lake City, UT). They will provide relocation assistance for the right person! The successful candidate will be responsible for overseeing the firms compliance functi ...
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